Published in: Phenomenology and the Cognitive Science, 1, 181-224, 2002
Abstract: When he formulated the program of Neurophenomenology, Francisco Varela suggested a balanced methodological dissolution of the « hard problem » of the philosophy of mind. I show that his dissolution is a paradigm which imposes itself onto seemingly opposite views, including materialist approaches. I also point out that Varela's revolutionary epistemological ideas are gaining wider acceptance as a side effect of a recent controversy between hermeneutists and eliminativists. Finally, I emphasize a structural parallel between the science of consciousness and the distinctive features of quantum mechanics. This parallel, together with the former convergences, point towards the common origin of the main puzzles of both quantum mechanics and the philosophy of mind: neglect of the constitutive blindspot of objective knowledge.
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Introduction
A few years ago, Francisco Varela published a ground-braking
paper entitled « A science of consciousness as if experience
mattered » (Varela, 1998), which provided a striking abstract
of the new disciplin he had called « Neurophenomenology
» (Varela, 1996, 1997). There, he advocated an original
(dis)solution of the « hard problem » of consciousness
which involved a consistently methodological approach rather than
one more theoretical view.
The basis of his approach was the remark according to which any
third person, objective, description, arises as an invariant focus
for a community of embodied, situated, subjects endowed with conscious
experience in the first place. This remark is usually either overlooked
(by those philosophers who think invariance is only our way to
discover a reality behind the « superficial » situated
appearances), or overrated (by those philosophers who use it as
a weapon against any claim of knowledge). The two former attitudes
yield a systematical bias towards conscious experience.
Overlooking the effective primacy of situatedness, which is a
common trend in our culture, leads to downplaying the status of
consciousness. If one accepts that conscious experience is but
a parochial path (our path) towards an intrinsically objective
reality of which we partake, then it is likely to be either completely
dismissed (strong eliminativism), or reduced to a field of description
which is easy to objectify (physicalist reductionism), or treated
as an objective entity in its own right (substance or property
dualism). Conversely, overrating the fact that third-person accounts
are produced by (communities of) sentient subjects located in
a network of natural and social links, usually means indulging
in skepticism, relativism, or subjective idealism.
But Francisco Varela did not overlook or overrate the primacy
of situatedness (embodiment) in some abstract theory of the mind-body
relation. He took it as a natural starting point for defining
an appropriate strategy of research.
His central idea was that in the science of consciousness, one
should neither try to absorb the subjective into a previously
defined objective domain, nor objectivize somehow the subjective,
nor give the subjective any kind of supremacy over the objective.
One should rather go back to the experiential realm from which
the very dichotomy between subjectivity and objectivity arises,
and then establish within it a system of mutual constraints. In
actual fact, mutual constraints are enforced between first person
statements of phenomenal contents, and third person descriptions
of those phenomenal invariants that are established by the collectively
elaborated neurosciences.
This strategic choice has two important consequences : a practical
one and an epistemological one.
The practical consequence is that careful elaboration of first
person statements is given exactly the same importance as the
elaboration of third person statements. After all, a proper mutual
constraint can only be set on a firm basis if both sides are equally
mastered. On the first person side, this requires a phenomenological-like
disciplined attention which has to be learned like any other skill.
As a preliminary, one must become fluent with the process of phenomenological
reduction. This avoids the usual pitfalls of introspection, by
promoting intimacy rather than distance with experience.
The epistemological consequence is that, in order to encompass
consciousness, science as a whole is no longer restricted to describing
structures that are invariant across a more or less extended range
of (spatio-temporal, personal, cultural etc.) situations. Its
methodological ground is stretched so as to include: (i) regulated
mutual relations between situated accounts, and (ii) relations
between situated accounts on the one side and their own invariants
on the other side. Intersubjectivity complements objectivity stricto
sensu and is systematically related to it.
Now, one may wonder how this (dis)solves the « hard problem
» of the philosophy of mind. In a nutshell, the «
hard problem » consists in finding a place for conscious
experience within nature as it is supposedly described by our
best scientific theories. But as D. Chalmers (Chalmers, 1995,
1996, 1997), after many other authors (Nagel, 1986; Jackson, 1997;
Searle, 1997), pointed out, scientific theories can only yield
derivation of structures from structural axioms. They can do nothing
to explain non-structural qualitative features of experience,
let alone to justify the mere existence of experience. In other
terms, they enable us to predict relations between phenomena ,
yet have nothing to say about the brute fact of phenomenality,
which is more likely to be taken as « absolute » than
anything else (Blackburn, 1993).
Varela defuses this dilemma by proposing nothing less than a radical
redefinition of science, of nature, and of naturalization. As
long as science is restricted to describing trans-situational
invariants, as long as nature is construed as a collection of
such invariants taken as objects and laws, and as long as naturalizing
consciousness means either projecting it onto the plane of these
natural objects or inventing for it a new class of objects, the
« hard problem » remains stubbornly unfathomable.
But if science is extended so as to include a « dance »
of mutual definition taking place between first-person and third-person
accounts (Varela, 1998, p. 42) ; if nature is made of views and
situated experiences as well as of their manifold invariants ;
and if, accordingly, naturalizing consciousness means including
its disciplined contents within a strongly interconnected network
of objects and experiences, then any problem has disappeared.
In some sense the « hard problem » is solved by this
approach because consciousness has been straightforwardly naturalized
; and in another, more plausible, sense, it is only dissolved
because its motivation has been shown to be ill-founded from the
outset. In agreement with the second interpretation, Varela insisted
that in the usual formulation of the problem of consciousness,
« (...) what is missing is not the coherent nature of the
explanation but its alienation from human life » (Varela,
1998, p. 41). His attempt therefore amounted to a systematic reintegration
of human life (namely embodied experience) in the framework of
the discussion.
The main difficulty at this point is that, like any other dissolution,
this one is convincing only to those who accept to be «
converted » to a proper reformulation of the problem and/or
to the associated alternative philosophy of science. Many thinkers
nowadays strongly resist this « conversion ». They
still prefer to reassert a sense of mystery about the emergence
of conscious experience from matter (Searle, 1997), or to declare
that present science has already an explanation in store, e.g.
in some exotic interpretation of quantum mechanics (Penrose 1994;
Stapp, 1996), or to express their faith in some future, but unforeseeable,
scientific advance that will dispel the riddle.
Facing this deep-lying collective resistance, Varela essentially
adopted a scientist's attitude. He wished to convince his peers
by demonstrating that the research program of neurophenomenology
is « progressive » in Lakatos' acceptation (Lakatos,
1978) ; namely that it produces new and unexpected results which
are empirically testable and which give rise to technical or medical
applications. Some of his most recent work on the phenomenology
of time perception (Varela, 1999), on epilepsy (Le Van Quyen et
al., 1999), on large-scale integration in the brain (Varela et
al., 2001), and on the two-way causal relations between conscious
experience and bodily features (Varela, 2000; Thompson & Varela,
2001, 2002), was precisely aimed at that.
As a philosopher, my task is rather to provide the readers of
this paper with a sense of rational inevitability. Varela's dissolution
is not only one possible way out among many others; it is a paradigm
which tends to creep into several other (apparently opposite)
views in the philosophy of mind, and which is moreover in remarkable
agreement with the present state of the debate in general philosophy
of science and in philosophy of physics. To display this, I will
proceed in three steps. Firstly, I will show that many of the
most promising and/or popular conceptions in the philosophy of
mind willy-nilly converge towards Varela's dissolution of the
« hard problem ». Secondly, I will point out that
Varela's far-reaching epistemological move is gaining wider and
wider acceptance, as a side effect of the controversy between
eliminativists and hermeneutists on the issue of folk-psychology.
Thirdly, I will emphasize the fact that physics, which is usually
considered the prototype of an exclusively objective science,
actually involves a thoroughgoing dialectic between invariants
and situations ; between the objectified structures and a network
of situated (actual or potential) subjects. Failure to aknowledge
this triggered many of the so-called « paradoxes »
of quantum mechanics. Conversely, full recognition of this dialectical
mode of functioning will result in a comprehensive parallel (though
by no means a mere identification) between the problems of quantum
physics and the problems of the philosophy of mind. Such a convergence
should enable us to set the basis for a generalized science in
which situation matters, beyond Varela's science of consciousness
in which experience matters.
1-A network of first-person expressions and third-person accounts
It was already observed by F. Varela that his neurophenomenology
has many features in common with several other recent approaches.
One such similarity concerns the basic idea of non-reductive mutual
articulation of first person and third person accounts. In O.
Flannagan's method of « triangulation » (Flannagan,
1992), for instance, both the subjective perspective and the objective
perspective focus towards a supposedly unique (mental) process,
rather than claiming any priority on one another. And in M. Velmans'
« reflexive model of perception », first-person and
third-person accounts of located perceptions are mutually related,
without any temptation to project phenomenology onto a physical
level of description (Velmans, 1998).
A major difference, however, is that unlike these two authors,
Varela deliberately tackled the problem of how to raise first
person accounts to a level of faithfulness which could sustain
comparison with scientific objective accounts. After all, no one
would trust scientific experiments performed with unstable instruments
(Wallace, 2000; Wilber, 1997). One should not trust detailed first-person
accounts either, if they arise from a poorly stabilized mind.
In good agreement with such a methodological option, N. Depraz
(Depraz, 1999; Depraz et al., 2002)) developed the ambitious project
of a disciplined « hyperesthetic phenomenology » in
which noticeable neurological events could be ascribed an appropriately
refined experiential counterpart, even when they do not cross
the threshold of ordinary conscious awareness. As for B. A. Wallace
(Wallace, 2000, pp. 81-82), he based a (dis)solution of the «
hard problem » on this background methodology of stabilized
experience. According to him, the concomitance that can be established
systematically between (suitably refined) first person reports
and some third person neurological accounts is tantamount to a
causal relation in the weak sense of strict reciprocal interdependence
; one should aknowledge this, rather than longing for a stronger
causal link construed lopsidedly as a one-way « mechanism
» leading from a permanent neural « basis »
to some fleeting ordinary conscious appearances. This subtle move
suggests that choosing the right level of neuro-experiential comparison
is the point that makes the real difference. As long as coarsely
characterized first-person reports are compared to detailed microscopical
third-person neurological analysis, it is natural to endow the
latter with a priviledged status and to claim that experience
supervenes on a neurophysiological layer. But if first person
reports are sufficiently refined, and if moreover they are compared
to appropriate large-scale neural processes, then the matching
may become so remarkable that the two types of reports are likely
to be put on the same footing within a scheme of reciprocity.
In such circumstances, if one is to avoid a flat restatement of
the Identity Theory (see discussion below), the neurophenomenological
approach is inescapable.
Another convergence with neurophenomenology revolves around the
broadened conception of nature that is implied by it. D. Chalmers
advocated the idea that the basic furniture of the world (its
ontology) should be expanded in order to include experience as
a new fundamental « property » (Chalmers, 1995). New
laws should accordingly be enabled to rule the relationship between
these recently accepted features and the former physical features
of the world. Similarly, in a very Meinongian style, D.W. Smith
(Smith, 1999) proposed to expand the list of Aristotelian categories.
He first divided the domain of categories into formal and material,
and then supplemented each domain with mentalistic categories.
The original formal categories of substance, quality, relation
etc. were thus reinforced by him with intentionality, experience,
content etc. Pace Ockham, the entities of nature were voluntarily
multiplied.
Here again, however, there are important differences between proposals
of this kind and Varela's standpoint, even though they share commitment
to a fundamental status of mind at its most elementary experiential
level . The main difference bears on the specific position of
experience in the system of knowledge, which is fully aknowledged
in Varela's writings, but not in the theories of the two former
authors. How can we characterize this position ? In a few metaphorical
but suggestive words, conscious experience is not a thing or a
feature that one has, but what one lives. It is not a thing or
a feature that one may know, but what one dwells in. The experiential-mentalistic
terminology accordingly does not point towards a definite domain
of being, liable to categorization, but towards the definitely
distinct domain of embodiment or situatedness. It is the well-documented
(yet incompletely assimilated) difference between to be and what
it is like to be ; or, in the frame of Husserl's phenomenology,
the difference between Körper (the objectified body) and
Leib (the lived body).
Wittgenstein and the Wittgensteineans (Rudd, 1998) have been acutely
aware of this type of split. Writing about a sensation and more
generally about experience, Wittgenstein declared : « It
is not a something, but not a nothing either! » (Wittgenstein,
1968a, §304, p. 102). It is not a something ; it is not an
object or property about which one could develop a discourse or
a theory ; it is not any entity that fits within a categorical
scheme ; yet one would be equally wrong in denying « it
» any reality, as some radical eliminativists were tempted
to do. Thus, instead of entering into the endless ontological
debate about the status of mental entities, Wittgenstein enquired
into our everyday practice of multi-centered embodiment. He explored
the way we use the mentalistic terminology, together with behavior,
in order to express ourselves to alter-egos. Rather than extending
the furniture of nature, he urged one not to ignore the full range
of verbal and gestural procedures of which the exercise of objective
natural science is only a small part.
In that respect, Varela came remarkably close to Wittgenstein's
way of tackling the problem of consciousness. He did not endow
his stretching of the concept of nature with any ontological/categorical
import. He rather focused on defining a new sphere of methods
wherein the methods of objective natural science are embedded
as a particular case. A new methodological approach of which experiential
contents are a motivation, a background, and a major component,
but not an objectified theme.
For those who had the opportunity to discuss with Francisco Varela,
this comparison with Wittgenstein may be surprising. Varela used
to emphasize his preference for husserlian phenomenology, and
to criticize the shyness (not to say the dismissiveness) of Wittgensteinean
philosophers when the problem of the description of experienced
contents is at stake. Before I develop other topics, I must then
reduce the gap between these two major philosophical programs
of the twentieth century. This reconciliation conditions the parallel
(which is central in the present paper) between Wittgenstein and
neurophenomenology. Actually, as we shall now see, the disagreement
is more apparent than real.
The key point of the debate bears on the notion of a phenomenological
« description ». Husserl characterized phenomenology
as a descriptive science which involves « morphological
» concepts, as opposed to the exact sciences which involve
« ideal » concepts (Husserl, 1928, §74). The
primary aim of phenomenology is to describe the « essence
» of each « erlebnis » (lived experience), as
it becomes accessible when the phenomenological reduction (i.e.
the turning away of attention from ordinary objects to the field
of conscious states) has been performed. Now, what is an essence,
and what does it mean to « describe » it? An «
essence » is defined by Husserl as an invariant rule of
possible phenomenal variations; and conversely the restricted
set of possible variations of individual fact-like presentations
points towards a certain « essence » (Husserl, 1928,
§2). As a consequence of this definition, essences may differ
according to the modes of presentation, and also according to
the type of invariant which is retained. These differences circumscribe
regions of essences, and, accordingly, each science corresponds
to a « regional eidetics ». Among the sciences, phenomenology
is concerned with one specific « regional eidetics »:
the region of the essences of the « transcendentally pure
erlebnis (lived experience) ». One of the main differences
between the regional eidetics of phenomenology and the regional
eidetics on which the natural sciences depend concerns the role
of space. It belongs to the essence of the natural entities (the
bodies) that they are only given partially, through spatial perspectives
or « adumbrations » (abschattungen). This defines
their transcendence. By contrast, the typical essences of the
phenomenological region do not imply this mode of presentation
through perspectives (Föllesdal, 1984). As Husserl pointed
out, « an erlebnis is not given by adumbrations »
(Husserl, 1928, §42). This establishes the immanence of the
lived experience and, accordingly, its incontrovertibility. But
there is also a basic similarity between the various regions:
in every case, an essence is an object for some kind of intuition,
in the same way as the familiar empirical entities are objects
for perceptive intuition. There is an eidetic intuition according
to Husserl, just as much as there is an empirical intuition. And
the eidetic intuition is construed literally as a variety of vision
(Husserl, 1928, §3). This being granted, describing a phenomenological
essence is tantamount to describing an object of (quasi-visual)
intuition. Here, the common-sense connotations of the word «
description » seem to have been entirely retained. Everything
looks as if phenomenology were based on a crypto-dualist (subject-object)
scheme. Actually, things are much more intricate: Husserl himself
fighted repeatedly against possible dualistic misunderstandings
of his descriptive phenomenology.
But before we document Husserl's striving towards clarification,
let us sketch Wittgenstein's position on describing one's own
mental contents. Wittgenstein is very eager to dispel from the
outset the dualistic methaphor of the seer and the seen in mental
context. In order to strenghen his anti-dualist position he first
considers the limiting case of primitive vocal and bodily expressions
of pain (or other simple feelings): « Moaning is not the
description of an observation » (Wittgenstein, 1968b). There
is no separation whatsoever between the primitive expression and
what it expresses, and this is enough to differentiate it from
a « description ». The expression cannot be justified
by the experience which is expressed by it (as a description would
be justified by what it describes), for there is full continuity
between this expression and the corresponding experience. By no
means can one establish logical independence between the primitive
expression and the expressed.
Then, the former analysis is extended by Wittgenstein to genuine
statements such as « I have toothache ». According
to him, these statements are basically expressive, just as crying
and moaning are; here again, they cannot be said to describe any
internal state, because in principle there is no real separation
between the putative description and the state which is allegedly
described.
Taken together, these remarks call for a strict cut between non-dualist
expressions and dualist descriptions. However, here as ever, Wittgenstein
is quite flexible on the vocabulary. He is aware that employing
the word « description » becomes more and more tempting
when one goes from mere interjections to complex expressive sentences.
Even the idea of describing one's pain is not formally rejected
by Wittgenstein, although he remains slightly ironical about it
(Wittgenstein, 1967, §482). Thus, instead of being completely
dismissive of the claim to be able to describe a mental content,
he urges one to distinguish the language game of ordinary descriptions
and the language game of mentalistic descriptions (Wittgenstein,
1968a, § 290). In the language game of ordinary descriptions,
there are truth conditions because it is possible in this case
to compare somehow the descriptive statement with the state of
affairs it describes. But in the language game of mentalistic
description, some statements are at the same time criteria of
what they are supposed to describe (Bouveresse, 1987, p. 510).
The incontrovertibility of first-person reports becomes normative,
instead of being factual or intuitive as in Husserl. This is enough
to define the specific domain of what we might call (with a sense
of paradox) « non-dualistic descriptions ». Provided
the many uses of the word « description » are not
overshadowed by its phonetic uniqueness, no real harm is therefore
done by employing it.
Now, let us come back to Husserl. As I suggested before, Husserl
was very careful to avoid some of the misunderstandings which
could arise from the word « description » as it is
used in phenomenology. He was especially worried about possible
confusions with introspective psychology, which involves «
self-observation » of reflected lived experience. He thus
sketched a compromise between the dualistic undertones of the
word « description » and the thoroughly immanentist
spirit of phenomenology: (i) unlike introspective psychology,
phenomenology aims at describing unreflected lived experiences;
but (ii) the description of such unreflected erlebnis is based
on second-order « reflexive intuition of essences »
(Husserl, 1928, §79). This determines specific rules of use
of the word « description » in phenomenology.
To sum up, Wittgenstein's insistance on distinguishing mentalistic
« expressions » from ordinary « descriptions
» is not absolutely incompatible with the phenomenological
concept of « description », provided some precautions
are taken, and fine-tuned distinctions are made. Both Wittgenstein
and Husserl were struggling towards what we may call « a
language of immanence ». Even from that respect, it is not
absurd to compare Varela's neurophenomenological investigations
with Wittgenstein's study of forms of life. I could then use both
vocabularies, but for the sake of (non-dualist) clarity, I shall
henceforth stick to Wittgenstein's dichotomy between expression
and description.
Until now, the convergences I have documented only applied
to Varela's views and neighboring positions (including Wittgenstein's).
The sense of inevitability I wish to develop would be much strengthened
if effective or potential convergences with diametrically opposite
ideas could be displayed. But such convergences with alien views
exist, and they are quite significant. To begin with an elementary
remark, even hard-line behaviorists and identity theorists implicitly
accepted as a matter of fact that in order for a description of
publicly observable behavior and neural events to be accepted
as an account of mind at all, or even to be credible as a substitute
for mental categories, it has to be compared at some point with
first-person reports making use of such categories. Behaviorists
and identity theorists tacitly relied on a shared understanding
of experience, in their very attempt at purifying science from
any remnant of it; they promoted a negative use of this shared
understanding. True, behaviorists or identity theorists usually
minimized this point, or hid it altogether ; and they consistently
denied that it is to be accepted as a matter of principle. But
their praxis was basically similar to the praxis of those authors
who advocate the setting up of mutual constraints between first
person and third person accounts rather than mere reduction of
one to another ; this praxis was only underdeveloped on the first
person side.
Actually, the similarity is so striking that, in the past, advocates
of the mutual constraint strategy have repeatedly been mistaken
for behaviorists or identity theorists.
The most interesting example of this confusion bears on Wittgenstein.
He has often been accused of a variety of behaviorism (Mungle,
1966), and this continues today , despite his own defense, and
despite a number of excellent commentaries (Bouveresse, 1986;
Hacker, 1993) which have exonerated him from this charge. At the
beginning of paragraph 304 of the Philosophical investigations,
his imaginary prosecutor blames him for making no difference between
pain and pain-behavior. Wittgenstein denies that, but the prosecutor
goes on : « And yet you again and again reach the conclusion
that the sensation itself is a nothing ». Wittgenstein's
subsequent answer is tantamount to a reiterated denial, but at
the same time it sets the stage for subsequent misunderstandings.
« The conclusion, he writes, was only that a nothing would
serve just as well as a something about which nothing could be
said ». This remark that « a nothing serves as well
» triggers the feeling that there is no room in Wittgenstein's
philosophy for conscious experience, just like in behaviorism.
And the allegation that nothing can be said about the contents
of conscious experience may promote the belief that Wittgenstein
discarded the folk-psychological terminology (and, even more so,
the phenomenological terminology), just like in eliminativism.
But both tenets are misjudged, as we shall see.
The best commentators characterized Wittgenstein's approach as
follows. Wittgenstein shared with behavorism : (i) denial of an
inner realm of sensations and thoughts which could be inspected
by some homuncular subject and then reported about; (ii) the idea
that the meaning of the mentalistic terminology depends crucially
on expressive behaviors (it is this latter point that urged some
commentators (Mungle, 1966) to misleadingly characterize Wittgenstein
as a « logical, or linguistic, behaviorist »). But
on the other hand, Wittgenstein repudiated the extreme behaviorist
claim that pain (or any content of experience) so to speak identifies
with some behavior. After all, he pointed out, saying that toothache
is such and such behavior, utterly contradicts the normal use
of the term (Wittgenstein, 1968b, p. 296). To sum up, according
to him, a verbal report of pain does not just mean pain-behavior
; nor does it play the role of one more external symptom (besides
behavior) of an alleged inner event.
So, what type of relation did Wittgenstein institute between experience,
behaviour, and expressive sentences ? The relation he considered
is one of mutual feedback during the process of learning psychological
vocabulary. His leit-motiv in the late 1930's was that pain-behavior
operates as a criterion of experienced pain. This is not tantamount
to say that there is any rigid link of entailment between pain-behaviour
and pain ; only that one effectively acts and speaks as if there
were such kind of rigid link in the context of learning the linguistic
expressions of pain and also, by and large (with a few exceptions
which must stay exceptions), in their context of use. A stabilized
« grammar » of mentalist vocabulary and sentences
could only arise, according to Wittgenstein, from a norm of interconvertibility
of the first person, second person, and third person conditions
of their use. The use of « I am in pain », «
you are in pain », and « he is in pain » must
be interconvertible according to this norm. And this means implementing
mutual constraints between expressions of experience, expressions
of empathy, and descriptions of behavior, as part of a complex
praxis called a form of life.
The similarity with Varela's position becomes conspicuous at this
point.
Varela has often been mistaken, in some philosophical circles
, for an identity theorist. The reason for this conflation can
be indicated in a few sentences. (i) Both Varela and identity
theorists deny any duality between an inner domain of mental objects
and an introspective subject able to observe them and report about
them ; both of them resist any form of dualism (including Chalmers'
property dualism) and discard accordingly the picture of the «
cartesian theater ». (ii) Both Varela (Thompson & Varela,
2001, 2002) and identity theorists believe that the relations
between mental and neural events are stronger and more reciprocal
than in anomalous monism. Moreover, from a semantic standpoint,
Varela and his collaborators were not far from considering that,
in the future, fixing the meaning of certain delicate and discriminating
phenomenological « descriptions » can depend in a
crucial way on their disciplined correlation with neural events.
Yet, Varela overtly rejected the idea that experiences are just
brain events. True, he was well aware that one might ask him :
« Is this not just a fleshed-up version of the well-known
identity theory ? » (Varela, 1998). But he answered the
question by pointing out that in his approach, theoretical matters
are systematically deflected onto a methodological plane. His
neurophenomenology is not an identity theory of some factually
given neuro-experiential correlation ; it is a procedure of systematic
institution of such relationship, and of correlative refinement
of the phenomenological terminology.
Varela here implicitly expanded Wittgenstein's « grammatical
» analysis of expression. Wittgenstein restricted his investigation
to the way the standard norm of interconvertibility between (first
or second-person) expressions and (third-person) reports of external
behavior institutes an intersubjectively acceptable folk-psychological
vocabulary. But Varela amplified his field of interest to a norm
of mutual constraint between (first or second-person) phenomenological
« descriptions » of stabilized contents of experience
and (third-person) neuroscientific reports. While in Wittgenstein's
work, the form of life in which the use of expressive sentences
makes sense basically reduces to our everyday activity, in Varela's
work, the relevant form of life is broadened so as to include
disciplined practice of phenomenological reduction and neuroscientific
experimenting and/or theorizing as well.
To conclude this comparison, we now see that in no way can Wittgenstein's
and Varela's positions be respectively assimilated to a blend
of behaviorism or identity theory. But conversely, behaviorism
and identity theory can be characterized as two reifying and dissymmetric
accounts of the ongoing dialectic of embodied experience and objective
reports that Wittgenstein displayed in ordinary life and that
Varela extrapolated to a refined combination of experiential and
scientific form of life. They are reifying because they usually
take for granted that objective reports (of behavior or neural
events) disclose things as they are. And they are dissymmetric
because, even though they rely more or less tacitly on a background
of first-person experience, they emphasize the ontological or
epistemological primacy of third-person descriptions of behavior
or neural events. Their proposed « solution » of the
mind-body problem is tantamount to a curtailed and unbalanced
variety of Wittgenstein's and Varela's dissolution.
In an even more compelling way, materialist and eliminativist
thinkers themselves tend more and more often to construe their
own propositions as providing a dissolution rather than a solution
of the « hard problem ». According to them, objective
science has proved so fruitful that one should accept : (i) its
urge to revise the very definition of an explanation (even if
it means renouncing traditional explanatory requirements), and
(ii) its criteria of interruption of the chain of explanations.
V.G. Hardcastle used both arguments in a subtle defense of materialism
against Nagel's, Jackson's, and Chalmers' challenge (Hardcastle,
1996). Relying on point (i), Hardcastle asserted that displaying
the neuronal necessary conditions for a report of conscious experience
should be accepted as providing an explanation of consciousness.
If some modern skeptic persistently replies that this does not
explain anything, one can only try to modify his/her attitude
until he/she finally sees the displayed neuro-experiential correlation
as an explanation. But this sounds more like conversion than conviction
; precisely the type of conversion which would be necessary to
accept (as in Wittgenstein's and Varela's dissolution) that the
problem does not even arise. Here again, however, the main difference
bears on symmetry : instead of saying that mutually constrained
relationship between the neurological and the experiential is
all what is needed, V.G. Hardcastle maintains that a strong correlation
should count as a one-way explanation of the experiential by the
neurological. At this stage, Hardcastle's dissolution thus looks
like one more biased and restricted version of Varela's.
The reason for the bias is likely to be the popular confusion
between objective entities (namely inter-situational structural
invariants) and things in themselves, which was dispelled by Kant
long ago : since neurobiological entities are objective, and since
this (allegedly) means intrinsic existence, it becomes likely
that the direction of explanation goes from them to the ghostly
contents of subjective experience and not the other way around.
But if the equivalence between objectivity and absolute reality
is not granted, as e.g. in the kind of non-representationalist
theory of cognition advocated by Varela (Varela, 1979; Bitbol,
2001), the lopsidedness of the explanatory chain strikes one as
unjustified.
Then, turning to point (ii), V.G. Hardcastle also argues that
since science has not the slightest clue about how to tackle the
« hard problem », one should proceed with problems
that are in principle accessible to a scientific approach (e.g.
the neural correlates of sleep, anesthesia, coma, reflexive self-awareness,
etc.) , and put the central problem of the ultimate origin of
primary consciousness aside. Several crucial features of conscious
experience can be elucidated this way. Most importantly, the cumulative
large-scale integration of experience, its relative stability,
the fact that its contents can be reidentified as such by latter
experiential acts, and even its reflexivity, can probably be accounted
for by global iterative properties of neural networks such as
Edelman's « reentrant loops » (Edelman, 1994, p. 120).
But the basic material of this process of integration and stabilization
(possibly a series of fleeting « instantaneous appearances
») is both presupposed by the former neurological account
and left beyond the boundaries of its explanatory power.
At any rate, this strategy of concentrating on « easy »
problems (whose compatibility with the strategy of seeing correlations
as explanations is dubious ) was developed by several authors.
Some of them (O'Hara & Scutt, 1997) hoped that solving a large
number of easier problems could bring us to a point where the
harder problem becomes tractable. Other authors (Mills, 1997)
took even more seriously the idea that science is entitled to
define what counts as a problem to be solved by it, and what is
definitely outside its domain of legitimate explanation. One celebrated
example is Newtonian mechanics, which developed on the basis of
a decision not to explain gravitational attraction at a distance.
In the same way (though even more radically so), current neuroscientific
advances should be allowed to proceed on the basis of a decision
not to explain the very existence of primary consciousness.
The latter proposal is to be taken seriously. The development
of objective science must not (and cannot de facto) be impaired
by unreasonable requests. But sticking to this sound remark may
restrict unduly the field of inquiry. To begin with, since objective
science still acts as a dominant value in our societies, asserting
that something (i.e. conscious experience) is not a proper topic
for science amounts to suggesting that this something is no issue
at all. Here, epistemological retreat is likely to be followed
soon by ontological denial. Furthermore, the circumstance that
the methods of objective science cannot tackle the brute fact
of the existence of conscious experience, does not mean that there
is no other methodology which would be able to do so.
Now, as we know, what Varela did was precisely to promote and
implement such an alternative methodology. His methodology is
not a regression with respect to that of objective science : it
rather takes the latter for granted and then complements it. Varela's
methodology complements the method of extracting invariants of
purely structural features of experience with a method of disciplined
cultivation of experiential contents and interpersonal coordination
of those contents. It closely parallels (and extends) Wittgenstein's
strategy in his second philosophy : embedding the old debate about
the correspondence between words and world, between representation
and reality, between first person and third person accounts, within
a lived practice of interpersonal exchange and mutual control.
In Wittgenstein's wake, the philosophy of language had to rediscover
for itself that language does not reduce to substantives denoting
objects and predicates indicating properties ; that it also includes
performative expressions, pronouns with indexical function, and
many other tools of intersubjective interplay. Similarly, in Varela's
(and a few other authors') wake, the philosophy of science has
to rediscover for itself that science does not and cannot reduce
to a static correspondence between its theoretical structures
or entities and the putative laws and objects of the world ; that
it crucially involves experimental and experiential procedures,
as well as a systematic network of constraints between the first
type and the second type of approach (i.e. between disengaged
accounts and engaged practices).
To recapitulate, once it is pushed to its ultimate consequences,
the materialist view of primary consciousness faces a dilemma
: either it relies on future and unforeseeable developments of
objective science, or it pushes the problem of the origin of experience
to the boundaries of objective science stricto sensu. If the second
option is taken, the materialist view is bound to come surprisingly
close to the Wittgenstein-Varela dissolution, though with an irrepressible
one-sided inclination. Materialists disregard what the method
(of objective science) does not circumscribe. On the contrary,
Varela expanded the method (to a dialectic of objectivity and
intersubjectivity) in order to circumscribe what it is in the
power of nobody to disregard. Materialists may renounce any explanation
of primary consciousness because it is marginal in their conception
of an intrinsically objective nature. But Varela advised us not
to seek any elusive mechanistic explanation of primary consciousness
for the opposite reason : because it is so fundamental in his
situated view of nature that it should be taken for granted, and
then articulated with structural invariants in a generalized epistemic
procedure.
2-What is a theory ? A forced consensus on science
In the former section, I documented an elementary convergence
that takes place nolens volens between Wittgensteinean-Varelian
and materialist thinkers, on the option of dissolving rather than
solving the « hard problem » of consciousness. In
this section, my aim is to develop another, more comprehensive,
convergence which bears on the conception of scientific theories.
Here again, tacit agreement arises irrespective of one's wishes.
It results from a fierce debate that pushes authors towards unassailable
positions which are likely to be closer to one another than they
would have fancied.
The debate revolves around the status of folk-psychology. Is folk-psychology
a primitive empirical theory, providing human beings with prediction
or explanation of other persons' behavior, and liable to be falsified
? Or is it something else, not to be compared with scientific
theories at all ? Then, if it is something else, what is it exactly
?
The first thesis, according to which folk-psychology has the same
status and purpose as a scientific theory, was developed as a
strong argument in favor of eliminativism. If folk-psychology
is merely a primitive theory of human behavior, then modern science
should not even bother to account for experiential reports expressed
within its framework. It does not have to explain these reports,
or to reduce them to neural processes either ; it should rather
ascribe itself the task of superseding folk-psychology by a better
(presumably neurophysiological) theory (Churchland, 1986).
Of course, whether replacement of folk-psychology by a neurophysiological
theory of mind is equivalent or not to dismissal of primary consciousness
as such, remains an open issue. It is by no means obvious that
theoretical eliminativism amounts to radical eliminativism. After
all, theoretical eliminativism stricto sensu only entails substitution
of a network of categories and relations based on thorough neuroscientific
research, for another which was already in use before the era
of neurosciences. It could then involve mere recategorization
of experiential contents in the light of neurophysiology, rather
than expulsion of the very fact of conscious experience. Only
within a very narrow epistemological perspective, or if consciousness
is construed as a folk-psychological category in its own right,
does theoretical eliminativism generate radical eliminativism
. This distinction being granted, a supporter of Varela's Neurophenomenology
may find some points of agreement with a purely theoretical eliminativist.
But before discussing these points, let me turn to the alternative
status of folk-psychology, and to the subsequent debate between
the champions of the two conceptions.
According to the alternative view (Gordon, 1986; Gordon, 1992;
Goldman, 1992; Greenwood, 1999; Perner et al., 1999; Pust, 1999;
Warren, 1999) , folk-psychology is not a theory at all. It is
a system of landmarks and normative rules for simulating others'
mental states. Whereas a theory enables prediction and explanation
by means of chains of third-person accounts, here folk-psychology
is construed (at the very least) as an instrument of prediction
of others' behavior by inserting one's own first person experience
into their mental situation. « Inserting » does not
only mean « putting oneself in the other's place »
in a superficial projective way, but also adjusting one's own
state in order to accommodate manifest differences with this other
person.
At this stage, three important issues must be raised about the
meaning of the « simulation conception » of folk-psychology
: (i) when folk-psychology is so construed, can it give proper
explanations of behavior or is it restricted to prediction ? (ii)
does the simulation conception of our knowledge of other minds
complement or exclude the theory conception ? (iii) is the simulation
conception bound to be incompatible with theoretical eliminativism
or (surprisingly) not ?
About the first point, one must notice that whereas it is natural
for a neuroscientist to seek explanation of behavior, it is by
no means clear that this is or can be the primary task of someone
who uses the simulation strategy permitted by folk-psychology.
Yet, it is also undeniable that people engaged in folk-psychological
simulation do not restrict themselves to prediction of behavior.
What do they do then, if they do more than predicting but less
(or something else) than explaining ? Here, the old concept of
« understanding », borrowed from Dilthey's paradigm
of the Geisteswissenschaften (and from hermeneutics), is manifestly
appropriate. « Understanding » somebody does not mean
displaying a causal chain from anything including past behavior,
past mental states, or past neural states, to present behavior
; it means providing a first-person rationale about his present
conduct by being able to embody (or simulate) his intentions and
his (conscious or unconscious) reasons to act. That « understanding
» has truly nothing to do with scientific explanations has
been strongly emphasized by K-O. Apel (Apel, 1976, 1980; Von Wright,
1971). Explaining something requires objectification. Each link
in a causal explanatory chain must be treated as an object of
third-person description. But the case of « understanding
» is utterly different. It involves a « subject-cosubject
relation » (Apel, 1976), instead of the « subject-object
relation » of explanation. It belongs to the language game
of pure « intersubjective communication », not to
the game of objective knowledge. It arises from another specific
« interest » in life: an interest which requires engagement
within the situation of the one to be understood, rather than
distanciation with respect to him. The gap is wide open indeed
; and Apel goes as far as saying that objective science and hermeneutic
understanding exclude each other. But is this the last word ?
The latter question raises my second point of comparison between
the simulation conception and the theory conception of folk-psychology.
According to Apel, objective science and hermeneutic understanding
are not merely exclusive. They are complementary in Bohr's sense
; i.e. they are also jointly indispensable to exhaust the possibilities
of knowledge. But when Apel develops the reason why he thinks
they complement each other, he manifests a hermeneutical bias
which is the exact mirror-image of the materialist bias. Objective
science and hermeneutic understanding, he says, are jointly indispensible
because objective science presupposes hermeneutic (or pre-hermeneutic)
understanding between fellow-scientists. More specifically, simulation
is likely to act as a precondition for elaborating a proper theory
of mental processes and behavior (Goldman, 1989).
Ascribing intersubjective understanding or simulation the role
of a prerequisite for objective science is perfectly acceptable,
as it has been documented, e.g., in a fierce debate which took
place between Schrödinger and Carnap in 1935 (Carnap, 1936;
Bitbol, 1999, 2000). However, this is only half of the story.
Hermeneutic understanding can use scientific theories to promote
its aims as well. Scientific explanations of behavior can be used
for their own sake, but they can also be operated as useful intermediate
devices for simulating each others' situations. An objective model
can even turn out to be an exceptionally efficient and flexible
instrument for hermeneutic « understanding », since
it promotes simulation of every possible situation within an accepted
framework. This reversal (explanation as a tool for understanding,
rather than understanding as a mere precondition for scientific
explanation) may sound strange as long as « pure »
detached knowledge is the ultimate value ; but it goes without
saying if insertion in one's social and natural environment creeps
in as the alternative dominant value.
We now see that, even though there is no prospect of reduction
of understanding to explanation (of simulation to theorization),
or vice versa, there exist strong two-way interrelations between
them. But this reciprocity is precisely the basis of Varela's
Neurophenomenology.
At first sight, Varela's insistance on disclaiming both lopsidednesses,
the lopsidedness of objectivistic materialism and the lopsidedness
of hermeneutics, may appear baffling. He reminded the materialists
of the unavoidable priority of embodiment, or the necessity of
disalienating knowledge from human life ; and he reproached the
hermeneutists for their systematic rejection of naturalizing procedures.
But this twofold criticism is perfectly justified as soon as one
realizes that the apparently antinomic attitudes of materialism
and hermeneutics are in reality two sides of the same coin. Both
arise from the same truncated (purely objectifying) conception
of science and nature. Materialism tends to force every aspect
of « what is the case » into this incomplete science
; and Hermeneutics tries to shelter, in an exceedingly airtight
manner, one aspect of life from the same incomplete science. However,
if the conception of nature and of science is expanded as Neurophenomenology
demands it, neither forcing nor sheltering are advisable. Cross-fertilization
of objective science by its situated background, and of intersubjective
understanding by scientific explanations, becomes conceivable.
The efficiency of this cross-fertilization may furthermore be
dramatically improved by the neurophenomenological method of imposing
« mutual constraints » between the two sides.
This brings us to the third question (Is the simulation conception
compatible with theoretical eliminativism ?), with a good prospect
of giving it a positive answer. This prospect may be surprising
at first sight, but the surprise (or disbelief) is likely to fade
if the positive answer is qualified : the compatibility of the
simulation conception with theoretical eliminativism is not given
for free ; it has to be secured, here again, by a process of mutual
fine tuning which is the subject of the next paragraphs.
Let us start with a remark about the interconvertibility of the
vocabularies of « understanding » and « explanation
». Categories such as feeling, desire, project, action,
motive, etc., which normally operate as signposts and normative
focal points for intersubjective understanding, may also be utilized
as intermediate elements of objective-like explanations. Teleological
explanations and practical inferences, as described by Von Wright
, exactly fit this description. In this case, intentions and reasons
de facto intervene as additional objective entities in the furniture
of nature, and they moreover partake in a causal or quasi-causal
pattern. Apel rightly pointed out that the fact that intentional
categories are often used in what looks like an explanation, should
not hide their primary hermeneutic purpose. But conversely, their
primary hermeneutic status should not prompt one to dismiss dogmatically
the common practice which consists in sprinkling explanations
of behavior with intentional-teleological terms. Some semantic
flexibility is needed at this point. One must recognize, in a
Wittgensteinean style, that a word does not have an intrinsic
nature, but only a function and use. Thus, if it is used in a
dialogue, an intentional term normally works as a tool for reciprocal
simulation. But if it is used in the context of a practical inference
it can perfectly (and it does commonly) play the role of an intermediate
step in some causal-like explanation of behavior.
The problem is that as soon as this latter, explanatory, role
is promoted, the intentional categories compete with other (sometimes
more appropriate) categories derived from the natural sciences.
The temptation rises to reduce them to their scientific counterpart,
or to replace them altogether with more refined explanatory concepts.
Reductionism and eliminativism thus appear as inescapable by-products
of a widespread cultural prejudice in favor of explanation. But
our reaction, in this case, should not be to replace a prejudice
with the opposite one (as an hermeneutist would be inclined to
do). It should rather be to show what can be done by relaxing
any such prejudice.
Let us then consider, to that effect, the best possible explanation
of behavior using a theoretical eliminativist's (presumably neurophysiological)
categories. There, the terms play the role of intermediate links
in a causal explanatory chain made of objective elements. However,
nothing prevents one from ascribing them the role of new, different,
and possibly more discriminating, signposts for intersubjective
understanding. Only the way they are used may determine their
status. But does any such intersubjective use of originally objective
concepts ever arise ? There are many signs in current ordinary
language that hermeneutic conversion of the prima facie objectifying
vocabulary of neurosciences is occurring to some extent. It is
not unusual today to hear somebody saying, e.g.: « My brain
is processing the information » instead of « I am
thinking hard », or « My circuits are overloaded »
instead of « I am unable to figure out what to do in these
complex circumstances », or « Your neurons are working
overtime » instead of « You are mentally exhausted»,
etc. Despite a superficial impression, this way of speaking does
not mean that simulation and intersubjective understanding have
just been replaced by eliminativist-like explanations ; it rather
suggests that the eliminativist's third-person words are available
for being used as first and second-person expressive terms. For
after all, in the context of dialogue, the purpose of such terms
or sentences cannot be (only) to describe a certain neurophysiological
state; it is to express what it is like to be in that state, and
to suggest what it could be like for the co-subjects to be in
the same state. The only obstacle which hinders this hermeneutic
conversion (leading one to the wrong conclusion that explanation
has overruled old-fashioned « understanding » even
in its stronghold of everyday speech) is that one lacks a proper
experiential counterpart to most of the neurophysiological concepts
used by theoretical eliminativists. But finding, and fixing normatively,
such a counterpart is precisely one of the most important aspects
of Varela's neurophenomenological research program.
We now see why theoretical eliminativism is not in essence incompatible
with the simulation conception of folk-psychology : its own categories
involve potentialities for intersubjective simulation use ; and
these potentialities are likely to be actualized by neurophenomenological
investigations.
P.M. and P.S. Churchland, the two most emblematic defenders of
eliminativism, are not very far from appreciating this unexpected
convergence (Churchland & Churchland, 1998). Moreover, the
way they come close to a reconciliation of their eliminativism
with the simulation conception is especially interesting to us,
since it involves a definite option about the status of scientific
theories in general. The Churchlands first accept that there is
something right in the contention that folk-psychology is basically
used as a tool for the « intricate social practice »
(Churchland & Churchland, 1998, p. 10). of which we partake,
and that its quasi-laws are normative rather than descriptive.
Then, they defend their theory conception of folk-psychology by
noticing that it does not contradict the simulation conception
on that point, provided a Kuhnian view of scientific theories
is adopted. According to that view, they say, learning a scientific
theory « (...) is not solely or even primarily a matter
of learning a set of laws or principles : it is a matter of learning
a complex social practice (...) » (Churchland & Churchland,
1998, p. 11, 33). A theory thus involves components of practical
commitment and insertion within a network of intersubjective communication.
These components, which are constitutive of the status of folk-psychology
according to the supporters of the simulation conception, are
not denied, but rather refined and brought up to date by theoretical
eliminativism as the Churchlands define it. This move is very
radical indeed, and it fits well with Kuhn's neo-Wittgensteinean
inclination. But I wonder whether it is not tantamount to surrender
to the opposite side ; or at least whether it does not undermine
the key motive of the debate.
After all, the central claim of the opposite side is not about
the choice of more or less discriminating normative categories
of simulation. It is about the fact that first person experience
and intersubjective practices of « understanding »
(namely simulated substitution of each other's situation) cannot
be merely stamped out and replaced by third person descriptions
or disengaged explanations. Now, if the epitome of third person
descriptions and disengaged explanations, namely the corpus of
scientific theories itself, is said to involve the same type of
dialectic between embodiment and distanciation, or between ongoing
practice and static inspection, as the mutual « understanding
» of cosubjects, then the whole debate becomes pointless
because everybody agrees on the all-pervasive presence of situated
knowledge. In order to win the issue, theoretical eliminativists
ought to have objectified both subjective expression and hermeneutic
understanding. But they have been pushed to react the other way
around, namely by « hermeneutizing » their conception
of scientific theories.
The problem is that this momentous turn in the eliminativists'
thought is at odds with their predominantly objectivist research
program, and with the narrowly objectivist undertone of the major
part of their writings. Coherence could only obtain within a research
program involving a systematic mutual feed-back effect between
first person reports and third person descriptions, together with
a full-scale participatory epistemology. But these stipulations
exactly depict Varela's position, since, in it, neurophenomenological
« mutual constraints » are associated with an «
enactive theory » of cognition.
3-Quantum mechanics as a prototype of participatory science
Several authors (Velmans, 1998, 1999; Wallace, 2000) recently
pointed out that insertion of consciousness in the overall framework
of science would be made much easier if science was not construed
restrictively as a static opposition of subject and object. Indeed,
experiential contents could readily be accommodated within a generalized
framework of intersubjective agreement, wherein active situated
cognition is given logical priority over shared invariants. But
is this view in line with the present state of science ?
It is quite easy to convince oneself that it is at least consistent
with any branch of scientific investigation, including the whole
of classical physics, chemistry and biology. Kant for instance
proposed a remarkable reading of Newtonian physics in these terms,
both in the Critique of Pure Reason and in the Metaphysical Foundations
of Natural Science. But, according to a significant part of its
available interpretations, the case of quantum mechanics is even
more compelling. As stated by these interpretations, quantum mechanics
is not only compatible with an intersubjectivist and participatory
view of science ; it displays its participatory status in its
very structure, and so to speak forces us to change our current
epistemology. The founding fathers of this family of interpretations
were Bohr and Heisenberg .
True, no argument internal to physics has been able to give this
conception any decisive superiority over rival interpretations.
Alternative views of quantum physics involving remnants of epistemic
dualism and/or formal atomism (such as the Bohmian mechanics of
1952), are still arguable nowadays provided the frame of discussion
is narrow enough. Although one of the basic features of the Bohr-Heisenberg
interpretation (namely holism) has an equivalent in every alternative
interpretation, maintaining an analytic view of the world and
of cognitive processes is still feasible, either by compensating
it with non-local interactions, or by superimposing clumsy fragments
of the traditional analytic terminology on a deeper layer of integrated
formalism. But as soon as the frame of discussion is broadened
to include the problem of how science in general can deal with
situatedness, the Bohr-Heisenberg interpretation (or a modern
version of it) is likely to be preferred. Indeed, this interpretation
provides one with an excellent example of how we can take our
anthropological situation into account without retreating in the
least from the ideal of universally valid knowledge. An interpretation
of a particular scientific theory (here quantum physics) may have
to be favored because of its ability to clarify a recurring quandary
of science as a whole.
In order to get a better grasp on the problem of how lived experience
fits within the overall framework of science, it is then useful
to scrutinize it against the background of a conception of physics
(such as quantum mechanics interpreted by Bohr and Heisenberg)
where objectivation is not taken for granted. The analogy is striking.
On the one side, one comes up against a manifestation of situated
embodiment, with no real possibility of distantiating oneself
from it and taking it as an object or property. On the other side,
one deals with statements of situated insertion within the world
at a certain step of the scale of lengths (i.e. reports of experimental
phenomena), with no real possibility of distantiating oneself
from it and acquiring a God's eye view. My aim in this section
(Bitbol, 2000) will thus be to draw a systematic comparison between
the epistemological configuration of a science of consciousness
and the epistemological configuration of quantum mechanics .
Bohr himself attempted such a comparison in the early 1930's (Bohr,
1987). So, even though his approach is not devoid of loopholes,
I will start with it, and then follow with my qualifications.
Bohr's basic remark is that in any experiment of microphysics,
the processes are « disturbed » by the very act of
measurement ; or rather, in a deeper and more acceptable way,
that phenomena are indissolubly co-defined by the experiments
which are used to make them manifest. The material « subject
» of experimental microphysics (namely the measurement apparatus)
then cannot properly be detached from its own field of investigation.
In other terms, the material « subject » belongs to
its field of investigation. But if one tries to circumscribe a
microphysical object (this is a basic epistemological requirement
according to Bohr), despite this lack of detachment, a difficulty
arises. Each time some particular divide between the object and
the material subject is conventionnally imposed, a fragment of
what is to be known happens to be cut off. So, one can reach full
characterization of the putative micro-object only by means of
several « complementary » (i.e. mutually exclusive
and jointly exhaustive) experimental approaches.
In the same way, says Bohr, during the process of introspection,
the experiential contents are altered by the very attention a
subject is focusing on them. More correctly, the experiental contents
are co-defined by this act of attention. The introspective subject
then belongs to its own field of investigation. Setting up a conventional
subject-object divide in spite of this, namely trying to cut off
artificially the introspective subject from its field of investigation,
then means that knowledge gained by this process can only be partial.
Here again, the putative « object » of introspection
needs several « complementary » approaches to be characterized.
Along with this analogy, the compliance of the notion of «
complementarity » appears even greater than what K-O. Apel
suggested. Apel projected features of Bohr's wave-corpuscle complementarity
onto the relations between explanation and understanding. However,
reverting the flux of information may be just as revealing. Let
us remember that Apel's version of complementarity means mutual
exclusivity and joint exhaustivity of (i) law-like descriptions
of objectified processes (behavior or neural events) and (ii)
simulation of co-subjects. It is complementarity between distantiation
and shared situatedness. But if carefully scrutinized, Bohr's
wave-corpuscle complementarity can be read exactly this way, provided
one does not put too much weight on the corresponding pair of
classical pictures. Instead, one should emphasize their status
and function in the practice of microphysics. To begin with, (3n-dimensional)
waves are used to calculate probabilities of any possible measurement
following some experimental preparation. They are invariant predictors,
in so far as they operate irrespective of the experimental situation
for which prediction is needed. By contrast, « corpuscles
» are there just to afford a classical metaphor for a series
of discrete events occurring whenever certain measurements are
effectively performed. Waves (namely continuous invariant predictors)
are the byproduct of an effort to distanciate a theoretical structure
with respect to special measurement situations. But the notion
of a corpuscle is meant to express (loosely) those discontinuous
phenomena that appear in given experimental situations. The terms
of the wave/corpuscle pair may therefore be called « complementary
» in the same sense, and for the same reason, as those of
the explanation/understanding pair.
Although the basic motivation (namely contextuality) of Bohr's
comparison between microphysics and a science of consciousness
is perfectly sound, the way he developed it remains open to criticism.
His requirement that a cut between an object and the variety of
(material or introspective) subjects be imposed somewhere is a
widespread epistemological norm; but it can be dispensed with
in the frame of a non-representationalist view of cognition. A
major advantage of dispensing with this cut is that one is no
longer forced to adopt the subtle yet ill-defined Bohrian concept
of complementarity. For two distinct pieces of information have
to be considered complementary only if they are about the same
object.
Losing the concept of complementarity is not to be deplored. After
all, each component of this concept is debatable.
Mutual exclusiveness, to begin with, is an excessive statement,
both in physics and in hermeneutics. The wave aspect is exclusive
of the « corpuscular » (i.e. discrete) aspect of microphysical
phenomena only in ideal circumstances. Usually, both aspects are
present at once, although not to their full extent. On the one
hand, what is distributed according to wave-like interference
patterns is a set of discrete corpuscle-like impacts; and on the
other hand, the distribution of approximately aligned events which
defines a corpuscle-like trajectory is determined by wave-like
diffraction effects (Held, 1994) . In a similar way, mutual exclusiveness
between hermeneutic « understanding » and scientific
« explanation » refers to an ideal state of affairs
; understanding of co-subjects usually benefits from being embedded
in a framework of objective explanation, and conversely objective
accounts arise as generalized coordinations of possible embodied
experiences.
As for joint exhaustivity, it is even more disputable. Saying
that the wave-like predictor only depicts one aspect of some deeper
object, is tantamout to denying that the universally valid component
of microphysics has been entirely captured by this invariant predictor.
It means accepting that quantum mechanics is somehow « incomplete
», which, from Bohr's standpoint, suggests surrender to
Einstein's arguments. Similarly, asserting that scientific explanations
have to be complemented with co-subject understanding in order
to reach exhaustivity about something is tantamount to imagining
that there is some third term that no approach (neither objective
nor intersubjective) can entirely encompass. But evoking such
a third term (e.g. Spinozist substance) means that hermeneutics
has lapsed into metaphysics, which was certainly not part of its
project.
We must then go back to the basic limitation shared by microphysics
and the science of mind, and stick to it throughout. Microphysical
phenomena adhere to the contraptions that are supposed to «
reveal » them; and conscious experience adheres to conscious
beings. Detachment is impossible or artificial in both cases.
So, what is to be done in such circumstances, if one does not
try to impose a dualistic cut by fiat? Heisenberg suggested the
following solution: « (...) even when a given state of affairs
cannot be objectified, (...) this very fact can be objectified
in turn and studied in connexion with other facts» (Heisenberg,
1998, p. 268). In other terms, whenever primary objectification
of a certain set of phenomena is unattainable or contrived, secondary
objectification can still be worked out. But what exactly is secondary
objectification? How should we understand Heisenberg's urge to
objectify the very fact that (primary) objectification is out
of reach? I suggest the following interpretation of this strategy.
Secondary objectification amounts to:
(i) Objective description of the conditions under which phenomena
occur that are not themselves liable to objectification;
(ii) Elaboration of universally valid rules for predicting this
kind of phenomena;
(iii) Statement of universally efficient prescriptions for mastering
directly the technological implementations of the predictive rules.
In the popular picture of science, the aim is to formulate a distantiated
model of reality « out there » (be it based on «
complementarity »), and then to derive predictions and technological
applications from this model. But in the alternative picture of
science which is emerging, this traditional hierarchy no longer
holds. Technology has two-way non-hierarchical relations with
local or secondary objectifications. Along with the first way,
technology is guided by these objectifications. But conversely,
it supports them by its successes; and it also provides them with
a constitutive frame (i.e. the elementary structure of the rational
procedures used in technology is stamped on the secondarily objectified
predictive rules). This being granted, the last remnants of a
conception of theories as « theoria », as pure contemplation
from without, have disappeared. Theories seen from within are
mere structural expressions of the largest range of possible practices
and possible outcomes at a certain steady state of the advancement
of science.
Microphysics and the science of consciousness both fit with this
characterization.
(a) Microphysics
Firstly, microscopic phenomena cannot be parsed. One cannot discriminate
the contribution of the apparatus and the contribution of a putative
object. The phenomena are not dissociable from the context of
their appearance. Yet, the (macroscopic) experimental conditions
under which these phenomena occur can be objectified by way of
a classical or semi-classical mode of description. Secondly, microscopic
phenomena can be predicted directly by using the universally valid
formalism of quantum mechanics. Thirdly, quantum technology is
no mere ancillary byproduct of a theoretical description of some
detached domain of objects. Rather, it sets up two-way relations
with the formalism of quantum mechanics. Along with the first
way, technological prescriptions are guided by fragmentary models
derived from the quantum theory. They are also determined by the
quantum formalism. But conversely, the technological procedures
also have an overall constitutive role for the secondarily objectified
rules and invariants of this formalism. Indeed, as I showed in
previous work (Bitbol, 1996a, 1998), the basic formalism of quantum
mechanics can effortlessly be construed as a structural presupposition
of any activity of production and unified anticipation of mutually
incompatible contextual phenomena.
(b) The science of consciousness
Firstly, conscious experience cannot be dissociated from the overall
lived context of its occurrence. Yet, the neurophysiological,
bodily, and environmental conditions under which various types
of experiences occur can (at least in principle) be objectified
according to the standards of classical science. Secondly, nothing
prevents one in principle from using this (secondary) objectification
of conditions for predictive sake. Thirdly, neuro-pharmacological
and neuro-functional technologies for modifying conscious states
do not derive from some utopical knowledge of the interactions
between a pseudo-object « consciousness » and the
object « brain ». They are based on an ever increasing
set of predictive rules, and conversely they contribute to the
elaboration of these rules.
To recapitulate, the science of consciousness is not a science
in the narrower sense of 'distantiated knowledge of a domain of
objects'; rather, it is a technology of embodiment, or a science
in Varela's broader sense of a 'dialectical relation between subjective
views and intersubjective invariants'. Similarly, considering
quantum mechanics as a general technology of mesoscopic action
and experimentation, or as a dialectical relation between situated
phenomena and predictive invariants, easily makes sense of its
basic formalism and automatically defuses major paradoxes (Bitbol,
1996a).
The mark of this alternative conception of science in both areas
is replacement of dualism with pragmatic parallelism (Bitbol,
1996b) rather than with monistic eliminativism or with reductionism.
For eliminativism is incurably biased, and every version of reductionism
(from the identity theory to functionalism) conveys a materialist
version of dualism: brain-world dualism for the identity theory,
and software-hardware dualism for functionalism. Let us then define
pragmatic parallelism in a few words, before we show how it applies
both to the mind-body problem and to the usual quantum enigmas.
To begin with, adopting parallelism is tantamount to accepting
that one may give two distinct self-sufficient parallel accounts
whenever one is immersed in some participatory process. Adding
that this parallelism is only « pragmatic » means
that one discards metaphysical versions of parallelism from the
outset. Here, the two parallel accounts do not indicate two sets
of properties or aspects of a single substance. As I mentioned
previously, quoting K-O. Apel, they merely stand for:
-two different « interests » (sharing a situation
and freeing oneself from situatedness);
-two distinct pragmatical attitudes (engagement and distance);
-two different focuses in research (participation and striving
towards invariance);
-two different functions of discourse (expressive and descriptive).
Their unity is not due to their pointing towards a common transcendent
object, but rather to their stemming (in two different directions)
from a common immanent background that one may call « Lebenswelt
» with due reference to Husserl. As for the circumstance
that two of them are required nevertheless, it does not reveal
a duality of aspects of some putative transcendent object; it
rather points towards the limits of objectivity, namely towards
the negative fact that standing back and striving for invariance
cannot exhaust all the aspects of life within an immanent stream.
Seen from that perspective, the riddles of dualism appear to arise
from: (i) the common habit of mixing up the two types of accounts
in a single series, and (ii) the temptation to reify each one
of them. Alternating the accounts does no harm by itself, and
may have sound practical justifications. But as soon as substances
or properties replace stances or functions within the mixed account,
one is at pain to set up causal relations between the two fake
entities. The question one feels bound to raise is: « When,
where, and how do the two entities interact? ». But no answer
to that question is available.
The most striking instance of this kind of conundrum is the mind-body
problem. Let us analyze it along this line. As it has now become
widely accepted, given a series of events involving an «
agent », one can develop both a thoroughly intentional account
and a thoroughly causal account of it (Anscombe, 1957, §23).
The intentional account starts from the agent's decision, proceeds
with action, and then goes on throughout an indefinite sequence
of intended outcomes. The causal account would presumably start
from certain firings of neurons in the brain of the agent (although
the causal series can start arbitrarily earlier), it would proceed
with muscle contractions, and it would then go on throughout an
indefinite sequence of effects in the world. However, actual accounts
are mixed. One commonly uses the intentional idiom at first (in
the immediate surroundings of the agent), and then the causal
idiom (for remote effects). The boundary between the two types
of account is a matter of practical convenience. Depending on
whether one is a physician or a lawyer, this boundary can be shifted
closer to or farther from the agent's brain.
The problem is that the intentional idiom is soon reified and
turned into a description of what occurs in somebody's mind (or,
according to the materialist version of dualism, in somebody's
brain). As for the causal idiom, it is also reified and turned
into a description of what occurs an sich in the external world.
From that point on, the questions « when, where, and how
does the bridging between mind and body (or between mind and the
world) take place? » seem both inescapable and unanswerable.
These questions are unanswerable indeed:
-Because the question « how? » is completely misplaced.
If, as H. Putnam pointed out, mind is definitely not to be conceived
as a thing or property; if, instead, « talk of minds is
talk of world-involving capabilities that we have and activities
that we engage in » (where the use of the verb to engage
is to be stressed), then the question as to how the two «
things (or properties) » interact does not even arise (Putnam,
1999, p. 170).
-Because the answers to the questions « when and where?
» are just as much a matter of practical convenience as
the use of the intentional and causal idioms is. The locus of
interaction between mind and body (or world) then remains intrinsically
undecided. Even materialist dualism is unable to define exact
borders between the two ontologically homogeneous entities it
posits: the question « where does the information processor
stop (in the brain, at the boundaries of the body and the world,
or somewhere in the environment)? » has no clear-cut answer.
But the questions « when, where, and how (do mind and body
interact)? » are by no means inescapable, provided one goes
back to their very (hermeneutic) source, as we have just tried
to do.
Our second instance of dualistic conversion of parallelism is
borrowed from microphysics. Let us consider the case of alpha-ray
tracks in Wilson's cloud chamber, as analysed by N.F. Mott (Mott,
1929; Bitbol, 2002). One can develop two extreme accounts of this
process. One account is clearly situated, in so far as it is relative
to what one may witness in looking at some particular cloud chamber:
it describes the process as successive ionizations of hydrogen
atoms and subsequent condensation of approximately lined up water
droplets. The other account only describes the evolution of a
multi-dimensional wave-function (the entangled wave-function of
the system [alpha-particle+molecules of water]). It involves secondary
distantiation, since the wave-function can be interpreted as an
invariant predictor (i.e. invariant with respect to the wide range
of irreversible and individually irreproducible courses of events
that may develop across microscopic experiments). However, the
most popular accounts of the tracks are mixed: they mix continuous
wave-like processes and discontinuous occurrences, (secondarily)
objective predictors and situated reports. Physicists usually
describe the evolution of a 3-dimensional wave-function for the
alpha-particle, then « reduce » this wave function
whenever an ionization occurs (Heisenberg, 1930), then propagate
again the reduced wave etc. The boundary between the wave-like
account and the « reduction » process is to a large
extent a matter of practical convenience. It depends on the required
precision for subsequent predictions.
The problem, here again, is that both accounts (secondarily objectified
and situated) are somehow reified. The wave-like universal predictor
has often been reified and turned into a description of real wave
processes. Accordingly, the (interest-relative) wave function
reduction has been considered as a faithful description of some
(strangely instantaneous and ubiquitous) collapse of a real wave
process. If this twofold reification is accepted, the questions
« when, where, and how does the sudden transition between
the continuous wave propagation and the discontinuous reduction
take place? » seem both inescapable and unanswerable. True,
these questions motivate a flourishing program of research nowadays
. But the desired answer remain stubbornly elusive. A more promising
way out, then, is to realize that the question about the «
where, when and how » of reduction might well be meaningless.
For, prima facie, reduction is no « thing », event,
or process; it comes up as a calculation trick used whenever one
needs to redefine the invariant predictor by taking into account
a former situated experimental outcome . Moreover, as a calculation
trick, it is not even indispensible (Van Fraassen, 1991, p. 257).
One can perfectly revert to Mott's strategy which consists in
describing the evolution of an increasingly entangled wave function
in parallel with the sequence of events about which it affords
probabilistic predictions.
It is interesting to notice, in this respect, that two of the
most advanced « solutions » to the measurement problem
of quantum mechanics, namely Everett's interpretation and decoherence
theories, do not even attempt to answer questions about state
reduction. Everett's interpretation only deals with appearance
of reduction (for a situated experimenter), whereas it develops
indefinitely the parallel between the continuous (unitary) evolution
of a global wave-function and the discontinuous series of observations.
As for decoherence theories, they describe the transition from
quantum probabilities (with interference effects) to quasi-classical
probabilities (with negligible interference terms); they have
nothing to say about state reduction stricto sensu, i.e. about
some putative sudden jump from a superposed state to one of the
eigenstates of the measured observable (Lyre, 1999).
To summarize this point, we now see that the questions «
when, where, and how? » raised about the so-called reduction
of the state are not inescapable either, provided one goes back
to the very function of the concept of reduction below the level
of reified entities, and sticks to it throughout.
What was at stake until now was only the negative side of the
dissolution strategy. The « hard problem » of consciousness
was deconstructed along the same line as the measurement problem
of quantum mechanics. But one can push this thorough analogy one
step further, so as to obtain convergent positive teachings on
both puzzles.
A first positive teaching bears on the convergent origin of both
puzzles. As we noticed previously, the origin of the « hard
problem » of consciousness as described by D. Chalmers is
that, from standard objective scientific theories, one can only
get more structures and relations, but nothing about the non-structural
features of phenomena, let alone about the absolute fact of phenomenality.
Objective scientific theories assume the very fact of experience,
and they extract a structural invariant out of it; one should
not expect from them a convincing derivation of what is their
most basic condition of possibility. In the same way, from the
standard quantum mechanics, one can only get more (secondarily
objectified) predictive structures and correlations, but nothing
about the nature of each single phenomenon in given experimental
circumstances, let alone about the brute fact that there are well-defined
phenomena. Quantum mechanics assumes that there are experimental
phenomena manifesting themselves at a macroscopic scale (its predictions
are about them); one should not expect from it a full-scale derivation
of its own background of elementary assumptions.
Several neo-bohrian authors insisted on that point. Among them,
M. Mugur-Schächter (Mugur-Schächter, 1997) and U. Mohrhoff
found some striking expressions. According to the latter author,
little reflection is needed to realize that « Quantum mechanics
always presupposes, and therefore never allows us to infer the
existence of a fact (...) » (Morhoff, 2000). The symbols
of this theory are secondarily objectified generators of possibilities
and probabilities. They arise as the by-product of a systematic
attempt at detaching a formal element from the flux of situated
actual phenomena. It is then plainly absurd to think that something
of the eliminated actuality can be recovered from the abstract
possibility-structures: « Quantum mechanics only takes us
from the real world to the realm of possible worlds, and there
it leaves us ».
Another supporter of this idea is R. Omnès. « Facts
exist », he writes. « Nobody can explain that as a
consequence of something more basic » (Omnès, 1994,
p. 350). This may sound strange, especially from such a prominent
specialist of decoherence theories. But is that so surprising?
After all, as I already pointed out, decoherence theories alone
are unable to pick a particular actual phenomenon out of the manifold
of possible phenomena in a given experimental situation. They
only show how the probabilistic structure which is typical of
a disjunction of phenomena can emerge from a more entangled probabilistic
structure. Moreover, even to reach such a restricted result, decoherence
theorists could not avoid making anthropocentric hypotheses. W.
H. Zurek for instance assumed that the measurement chain consists
of three elements : the micro-object, the apparatus, and the environment.
But, admittedly (Zurek, 1982), this division only holds at the
emergent level of the macroscopic manifestations and is thus crypto-anthropocentric.
Another anthropocentric assumption was used by M. Gell-Mann, who
posited a coarse-graining of the consistent histories, and justified
this coarse-graining by the macroscopic scale of a population
of anthropomorphic "Information Gathering and Utilizing Systems"
(IGUS). The decoherence theories thus do not prove that a classical
world of disjunctive events and properties necessarily emerges
from a quantum micro-level; they do not derive this classical
world from a quantum world. They only show how the two levels
of theorization, namely the classical and quantum levels, can
be made mutually compatible under certain assumptions. But of
course, this compatibility is not just optional: it is methodologically
compulsory. For the consequences of the theory (here, quantum
mechanics) must be made compatible with its elementary epistemological
presuppositions (here, the classical level of properties and events
about which quantum mechanics affords predictions). If this compatibility
were not ensured, a thorough-going kind of inconsistency would
undermine the quantum paradigm. This being granted, the additional
(anthropocentric) hypotheses of the decoherence theorists are
no longer to be despised. They are conditions for the mutual compatibility
between quantum mechanics and its elementary presuppositions.
They are operators for imposing mutual constraints between the
physical theory and its epistemological presupposed background.
We are thus led to our second positive teaching on both the mental
puzzle and the quantum puzzle. As we now realize, the act of dispelling
the referred to puzzles does not amount to deriving the actuality
(conscious or experimental) from some objective description .
It simply means enforcing mutual constraints between (i) the actuality
which is necessarily presupposed by the description, and (ii)
certain elements which belong to this description. It requires
nothing more and nothing less than a detailed statement of self-consistence
of the overall epistemic system which encompasses objective reports
and their pragmatic or experiential background. Let us make these
statements more specific, by adapting them successively to the
mental puzzle and to the quantum puzzle.
A-In the mental case, mutual constraints are enforced between
stabilized contents of experience and certain neurophysiological
processes, according to Varela's neurophenomenology. Such mutual
constraints operate at two levels.
(1) The first level is structural. It would be naive to think
that « psycho-physical correlation » is pre-given
out there, ready to be witnessed. The neuroscientific and phenomenological
categories have to be mutually adjusted in order to become fully
comparable with one another. This requires formulation of appropriate
neurological concepts (such as long-range cortical correlations,
or temporal binding of neural activity) on the one hand, and engagement
in reliable methods of phenomenological stabilization and report
on the other hand.
(2) The second level is individual. Once a set of relevant categories
has been selected, discontinuous series of phenomenological reports
are to be put in one-one correspondence with discontinuous series
of neural events.
B-In the quantum case, mutual constraints are enforced between
experimental phenomena and certain aspects of the formalism. This
type of mutual constraints here again operate at two levels.
(1) The first level is structural as well. The experimental and
quantum theoretical categories were progressively adapted in order
to become fully consistent to one another. The earlier aspect
of this adaptation was usually unselfconscious (although Bohr's
principle of correspondence served as a guide). It consisted in
(i) selecting appropriate formal elements (called « observables
») which could be associated with microphysical experiments,
and, conversely, (ii) defining experimental situations (such as
Heisenberg's microscope) which may make sense of the algebraic
relations of quantum observables. As for the most recent aspect
of the structural adjustment of experiments and quantum mechanics,
it was the demonstration, provided by decoherence theories, that
the structure of quantum theoretical probabilities is compatible
at the mesoscopic scale with a basic precondition of any experiment:
the uniqueness and definiteness of its outcomes.
(2) The second level is individual. Once the mutual accomodation
of the theoretical and experimental formats has been completed,
discontinuous experimental events can be forced into the theory,
either by means of the reduction postulate, or by changing the
contents of Everett's « memory bracket ».
To summarize, there exists a very detailed parallel between the
mind-body problem and the measurement problem of quantum mechanics.
I take this parallel to be highly significant, because it reveals
the common limits of scientific knowledge classically conceived,
and because it calls accordingly for a general redefinition of
science. Both problems arose from an unavoidable blindspot in
objective description. Both problems motivated a (fruitless) struggle
aiming at encompassing the blindspot of actuality within the very
objective structure that results from systematic elimination of
situated actualities in favor of inter-situational invariants.
Both problems can then find a general (dis)solution along the
following line. One should neither deny the blindspot (radical
eliminativism), nor try to force it within the visual field of
objective science (reductionism), nor reify this blindspot and
take it as some « thing » distinct from the visual
field (dualism(s)). One should rather:
(i) Identify those structural or dynamical features in the visual
field of objective science, which indirectly point towards the
persistance of a blindspot. This careful analysis of recurring
quandaries is the step of diagnosis, which is too often overlooked.
(ii) Stretch the method of science in order to enforce a strong
reciprocal relation between its objective contents on the one
hand, and what the very act of objectification forced one to leave
out on the other hand. This is the therapeutic step, according
to Varela's prescription.
True, the remarkable isomorphism we have just documented has
also triggered a sense of vague analogy, if not identity, between
the two problems. Many attempts at merging the mind-body problem
and the measurement problem of quantum mechanics were made in
the past, in the name of this isomorphism. A first group of authors,
from C.G. Darwin (Darwin, 1929) to E. Wigner (Wigner, 1979), relied
on a dualist view of the mind-body problem to provide the measurement
problem with a dubious « solution »: the collapse
of the wave-function by an act of conscious awareness. A second
group of authors, especially H. Stapp (Stapp, 1993) and R. Penrose
(Penrose, 1994), conversely looked in quantum mechanics for a
reductionistic « solution » of the mind-body problem.
Stapp's thesis is especially fascinating in this respect, for
it relies on mere conflation of the actuality of experimental
microphenomena (and its formal counterpart, namely state reduction),
with the actuality of conscious experience. According to Stapp,
a conscious act is the « feel » of the reduction of
a brain's global quantum state (Stapp, 1993, pp. 43, 149, 153)
.
But in view of our analysis, all these approaches result from
a twofold mistake and a twofold confusion: (i) confusion of the
blindspot of objective knowledge with a missing (material or mental)
entity, and (ii) confused attempt at locating this fake «
entity » somewhere within a domain of knowledge whose very
existence presupposes the institution and preservation of the
corresponding blindspot.
Conclusion
In this paper, we have explored two sideway « solutions
» of the hard problem of consciousness. These two «
solutions » were deeply intermingled, but they can be stated
separately as follows. The first one boils down to relaxing tensions
and letting oneself be penetrated by the sense of mystery which
arises from just « being there », in this special
human and individual situation. The second one consists in engaging
oneself in an ever-developing program of research about the neural
correlates (or necessary conditions) of experiential contents,
without bothering to look for an explanation of conscious experience
by neural processes. As I tried to show, far from being incompatible
with one another, the two way outs are likely to be complementary
(in the usual, non-bohrian sense). For, notwithstanding materialist
blind faith in the all-encompassing power of science, the second
way out is permanently bound to take the first one as its tacit
yet creative presupposition. But in order to get a clearer view
of this complementarity, a few more precise statements of the
two orientations of thought are required.
To begin with, it is interesting to notice that the « ataraxic
» stance with respect to the problem of consciousness was
adopted not only after but also before the advent of cognitive
neuroscience. Thus, following E. Mach's « neutral monism
», or W. James' and B. Russell's « radical empiricism
», R. Carnap took « (...) that which is epistemologically
primary, that is to say (...) experiences themselves in their
totality and undivided unity » (Carnap, 1967, §67)
as the « basis » of his early constructivist endeavour.
According to the young Carnap, making any other choice, e.g. trying
to explain everything (including conscious experience) on a physicalist
basis, would be misguided, because it would mean reverting the
« epistemic order » that goes de facto from the background
experience to the constructed entities. This being granted, explaining
experience as such is by definition out of reach of objective
science. For scientific explanations can only use constructed
concepts, and they are therefore in principle unable to justify
the material of their constructions. Similarly, Carnap pointed
out that a scientific explanation of « psychophysical parallelism
» is by definition unattainable. Metaphysics tries to provide
speculative explanations, by postulating some third substantial
entity of which the two series are mere aspects. By contrast,
objective science can do no more than ascertain that « (...)
parallel sequences of this sort can be constructionally produced
». In other terms, it cannot go beyond showing that mutual
correspondence can be enforced between the psychological series
and several physical series (including the neurophysiological
one). However « (...) this does not mean that there is a
gap in science: a question which goes further cannot even be formulated
within science » (Carnap, 1967, §169). Here, the constitutive
blindspot of science is fully recognized. But at the same time
it is sharply set apart from any manifest gap.
To some extent, Carnap was on the right track. His views are especially
efficient for defusing the recurring conflict between the Nagel-Jackson-Chalmers
statement of incompleteness of natural science and the eliminativist
or reductionist claim of completeness. Indeed, Carnap's position
can be characterized as a balanced middle way: Yes, there is a
blindspot; no there is no gap. Or, in more precise wording: Yes,
there is a constitutive incompleteness; no, there is no epistemic
incompleteness.
(a) Constitutive incompleteness.
Objective science cannot encompass the truism that you are you;
a human being, not a bat. Furthermore, as a mode of knowledge,
objective science is completely foreign to the circumstance that
you could nethertheless be a bat. Indeed, in that case, no item
of knowledge would be gained by changing your identity and species.
Being a bat, you would not even know « what-it-is-like-to-be
» a bat; you would just be immersed in it. (Objective) knowledge
requires distance, whereas « what-it-is-like-to-be »
presupposes engagement in being-there.
(b) Epistemic completeness.
It is clear that objective science does not lose any fact-like
datum, any element of knowledge, as a consequence of the elusive
kind of incompleteness mentioned in point (a). For objective science
potentially encompasses every structural feature of experience,
and structure is all there is to be known about « what-it-is-like-to-be
». The remainder is mere participation.
To recapitulate: Yes the Nagel-Jackson-Chalmers argument is perfectly
sound; no the eliminativist or reductionist defense of objective
science is not wrong. This is a crucial lesson to learn from Carnap's
early constructivist system.
Yet, many objections can be raised against this constructivist
system. They have been formulated by several authors, including
the later Carnap. One fundamental objection concerns the so-called
elements of the construction. Although Carnap criticized Mach
for having called « elements » a set of abstract entities
(i.e. the sense data), his undivided « elementary experiences
» fare no better. For after all, as it has repeatedly been
pointed out after Wittgenstein, discourse on experiences cannot
be primitive. It is one of the most elaborate kinds of discourse,
because it is based on a background acceptance of ordinary language
and reference to public objects. Experience may well be factually
primary, it remains discursively secondary. Taking it as the basic
constituant in a discursive theory is therefore highly questionable.
This may explain why conceptions that take experience as their
unconditioned departure point have never been very popular despite
their being intuitively attractive. Another objection is that
Carnap, like so many other philosophers, has nothing to say about
how mutual correspondence can be implemented between the psychological
and physical series. The program of experiential discipline, which
is so central in Varela's neurophenomenology, is just skipped
by Carnap.
So, let us now turn to more recent varieties of « ataraxic
» attitudes that are free from these defects. Departing
from the radical empiricist tradition, H. Putnam is very careful
in criticizing the philosophically popular notions of sense data
and private show. He systematically rehabilitates common expressions
such as « it appears to A that object X is white »,
instead of the philosophical idiom « there are 'white' sense-data
within A's mind/brain ». Unlike Carnap, Putnam then ascribes
no fundamental theoretical status to experiences; he rather advocates
a « natural realist » position close to common sense
and ordinary language. Yet, when he finally accepts to tackle
the « mystery of mentality », Putnam discards any
prospect of explanation, by derivation or by « emergence
» from a physicalist basis. He rather equates this mystery
to the mystery of the existence of « the physical universe
itself » (Putnam, 1999, p. 174), about which we have nothing
to say because it is the condition of everything else. This idenfication
can be taken as an oblique but unambiguous recognition that experience
is (at least) as much primitive as the physical universe itself.
According to Putnam, just as one would deny the question «
why is there a physical universe rather than none? » any
scientific status (and/or meaning), one should deny the question
« why is there experience rather than none? » any
scientific status (and/or meaning). One reason for this common
rejection is likely to be that the two questions are closely related.
After all, the type of (unscientific and/or meaningless) question
that captures best the puzzle of the « given » is:
« why is there experience-of-a-physical-universe rather
than none? » or even « why is there (this indiscriminate)
something rather than nothing at all? ». Any split between
« experience » and « physical universe »
in this context is bound to be a (disputable) dualist byproduct
of philosophical analysis. If any question about the « why?
» of the existence of the experienced physical universe
is scientifically meaningless, then so is, automatically, any
question about the « why? » of the existence of the
experience of a physical universe.
To sum up, Putnam's position combines (i) explicit denial of the
basic theoretical status of experiential entities in a Wittgensteinean
style, and (ii) implicit presupposition of experience as the all-pervading
unquestioned background of any theoretical or discursive development.
Point (ii) of Putnam's approach now guides us towards the second
way out: just practice; just develop the scientific inquiry. True,
excessive focus on scientific practice may generate illusions
and lopsidedness, in so far as it encourages one to deny what
is not (and cannot be) the object of an investigation any reality.
But little reflective effort is needed to realize that those verbal
or experimental practices which have little or nothing to say
about situated experience, are nevertheless inextricably embedded
within this situated experience. Practices are thus likely to
express (or to show indirectly something of) their experiential
background, and conversely to shape it. Practices can be studied
in this spirit, and they can also be complemented in order to
improve their disclosing/shaping aptitude.
Wittgenstein was the first consistent exponent of this crypto-phenomenological
research program. He was aware that he could easily be accused
of neglecting « (...) what goes without saying »,
namely « the experience or whatever you might call it (...)
almost the world behind the mere words » (Wittgenstein,
1968b). But he also insisted that, precisely because this goes
without saying (because this is just universally presupposed),
he could not do otherwise . How could he describe what is the
tacit presupposition of any description without breaking the constitutive
rules of language? The accusation of neglect was thus seen to
be irrelevant: « Isn't what you reproach me of as though
you said: 'In your language, you are only speaking!' » (Wittgenstein,
1968b). Accordingly (see section 1), Wittgenstein concentrated
on how a complex form of life involving first-person experience,
intersubjective communication, and objective characterization
of behavior, can fix the rules of use of an expressive terminology.
This terminology discloses and shapes all at once a set of experiential
clusters.
As I mentioned previously, Varela also focused on practices, rather
than on illusory theoretical explanations of conscious experience.
His specific suggestion consisted in complementing the set of
standard practices of science with disciplined attention, and
connecting the first-person outcome of this attention with neurobiological
invariants. Such sophisticated practices clearly have a disclosing
aptitude (through their phenomenological « descriptive »
component), but they also focus on shaping experience (i) by the
phenomenological « reduction » they rely on, and (ii)
by the neuro-phenomenological feed-back loop they institute. Far
from generating objectivist short-sightedness, the motto «
just develop the scientific inquiry » here partakes of a
larger project in which subjectivity is recognized both as an
ubiquitous background and a dialectical partner.
To conclude, we must realize that by adopting such an attitude,
Varela promoted an epistemological leap which can only be compared
with Darwinism.
Before Darwin, natural science was methodologically restricted
to reproducible state of affairs and lawlike necessity. Whenever
contingency came in, it was imported from a non-scientific realm
(e.g. from theology cum finalism). But Darwin encompassed contingency
within the scientific domain by extending the methods of science
to a natural history of random (genotypic and phenotypic) variations
plus « selection of the fittest ». This method proved
so powerful that some authors recently offered a Darwinian explanation
of an all-pervasive type of contingency: that of the laws of nature
themselves (Smolin, 1999).
Similarly, until now, natural science (in the sense of the German
Naturwissenschaften) was inherently dismissive of subjectivity,
or more generally situatedness, and of the procedure of intersubjective
or intersituational « simulation » as well. It was
constitutively (and for excellent epistemological reasons) foreign
to what we may call the ultimate contingency: that you are you,
with this birth, this biography, this genotype, these projects,
this standpoint, this way of seeing things, these feelings ...
this situation. Not the dry (third-person) fact that there is
such an entity in the common world, but the awe-generating (first-
or second-person) platitude that you coincide with this unique
center of perspective, that you are the coordinate origin of your
local world. This structurally excluded aspect of natural science
was traditionally taken care of (somehow) by the Geisteswissenschaften,
in their most specific German sense. But one presently witnesses
a multifarious trend towards cross-fertilization of the two formerly
incompatible Wissenschaften. After history and ordinary contingency,
hermeneutic « understanding », with its capacity for
tackling what I have called the « ultimate contingency »,
is creeping in at several levels of science (notwithstanding Sokal's
caricature). The reason for this is that the program of «
naturalization » imperatively requires an unprecedented
breaking (and widening) of the procedural framework of natural
science in order to overcome the momentous failure of the various
reductionisms. In the field of the science of mind, implicit hermeneutization
of objective science by P. Churchland (inspired by Kuhn), represents
a half-recognition of this need. But Varela's program of establishing
mutual constraints between first-person and third-person descriptions
appears to be the first direct and self-conscious statement of
the tendency to expand the area of both Wissenschaften by unifying
their formerly separated branches at a higher methodological level.
Varela clearly posited the design and the principles of the epistemological
leap.
As I have shown in section 3, his ideas were only anticipated
(although cryptically, in the modus operandi of the formalism
and in one of its interpretations) by quantum mechanics. For,
in the framework of quantum mechanics, the methodological turn
which consists in encompassing both the situated accounts and
the invariant entities in a non-reductive process of fine tuning
has already been taken in practice. A few more decades (and some
more foundational work) may be needed to realize this wholeheartedly.
Here as in the science of mind, there are still resistances. But
the falling apart of the resistances that arise in both disciplins
is likely to be dramatically promoted by a full appraisal of their
common root.
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Mots-Clés: Corps, esprit, éliminativisme, réductionnisme, quantique, herméneutique